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PULTEGROUP INC/MI/ — Director's Dealing 2011
Sep 13, 2011
30194_dirs_2011-09-13_71586127-af5f-42a6-becd-d8ee9021e679.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2011-09-13
Reporting Person: SMITH HARMON D (Area President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-13 | Common Stock | F | 5290 | $4.26 | Disposed | 180565 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 5563.297 | Indirect |
Footnotes
F1: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
F2: Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. During the period from 1/31/2011 to 8/31/2011, the reporting person made contributions totaling 275.968 units. The reporting person's units represents 12,343.565 shares of PutleGroup, Inc. Common Stock held in the Fund as of 8/31/2011.