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PULSE BIOSCIENCES, INC. Director's Dealing 2023

Jun 16, 2023

32093_dirs_2023-06-16_af6a3c11-2dc1-4536-8316-2b51ea2d7482.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-06-14

Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-14 Common Stock X 5683163 $2.05 Acquired 36097824 Direct
2023-06-14 Common Stock X 81025 $2.05 Acquired 492069 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-14 Warrant (right to buy) $2.05 X 5683163 Disposed 2027-06-09 Common Stock (5683163) Direct
2023-06-14 Warrant (right to buy) $2.05 X 81025 Disposed 2027-06-09 Common Stock (81025) Indirect

Footnotes

F1: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.