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PULSE BIOSCIENCES, INC. — Director's Dealing 2023
Jun 16, 2023
32093_dirs_2023-06-16_af6a3c11-2dc1-4536-8316-2b51ea2d7482.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-06-14
Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-14 | Common Stock | X | 5683163 | $2.05 | Acquired | 36097824 | Direct |
| 2023-06-14 | Common Stock | X | 81025 | $2.05 | Acquired | 492069 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-14 | Warrant (right to buy) | $2.05 | X | 5683163 | Disposed | 2027-06-09 | Common Stock (5683163) | Direct |
| 2023-06-14 | Warrant (right to buy) | $2.05 | X | 81025 | Disposed | 2027-06-09 | Common Stock (81025) | Indirect |
Footnotes
F1: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.
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