AI assistant
Sending…
PULSE BIOSCIENCES, INC. — Director's Dealing 2023
Jul 7, 2023
32093_dirs_2023-07-06_f0665f44-f913-4046-a8dd-d1d4d311e1a7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-05-25
Reporting Person: Levinson Mitchell E. (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-25 | Common Stock | X | 10935 | $2.05 | Acquired | 68766 | Direct |
| 2023-05-25 | Common Stock | X | 814 | $2.05 | Acquired | 4135 | Indirect |
| 2023-05-25 | Common Stock | X | 143 | $2.05 | Acquired | 734 | Indirect |
| 2023-05-25 | Common Stock | X | 143 | $2.05 | Acquired | 734 | Indirect |
| 2023-05-25 | Common Stock | X | 143 | $2.05 | Acquired | 734 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-25 | Warrant (right to buy) | $2.05 | X | 10935 | Disposed | 2027-06-09 | Common Stock (10935) | Direct |
| 2023-05-25 | Warrant (right to buy) | $2.05 | X | 814 | Disposed | 2027-06-09 | Common Stock (814) | Indirect |
| 2023-05-25 | Warrant (right to buy) | $2.05 | X | 143 | Disposed | 2027-06-09 | Common Stock (143) | Indirect |
| 2023-05-25 | Warrant (right to buy) | $2.05 | X | 143 | Disposed | 2027-06-09 | Common Stock (143) | Indirect |
| 2023-05-25 | Warrant (right to buy) | $2.05 | X | 143 | Disposed | 2027-06-09 | Common Stock (143) | Indirect |
Footnotes
F1: The number of shares beneficially owned, as reported on the Form 4 filed on June 13, 2023, erroneously included options held by the Reporting Person.
More from PULSE BIOSCIENCES, INC.
Interim / Quarterly Report
2026
May 14
Proxy Solicitation & Information Statement
2026
May 11
Regulatory Filings
2026
May 6
Regulatory Filings
2026
May 4
Regulatory Filings
2026
Apr 27
Regulatory Filings
2026
Apr 16
Regulatory Filings
2026
Apr 9
Regulatory Filings
2026
Apr 7
Regulatory Filings
2026
Mar 27
Regulatory Filings
2026
Mar 17