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PULSE BIOSCIENCES, INC. — Director's Dealing 2023
Jul 8, 2023
32093_dirs_2023-07-07_de60691b-6fdb-483f-9c3d-7caeffbd75dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-07-05
Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-05 | Common Stock | M | 65000 | $2.14 | Acquired | 36162824 | Direct |
| 2023-07-07 | Common Stock | M | 65467 | $2.14 | Acquired | 36228291 | Direct |
| 2023-07-07 | Common Stock | M | 1666 | $5.95 | Acquired | 36229957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-05 | Stock Option (right to buy) | $2.14 | M | 65000 | Disposed | 2032-05-19 | Common Stock (65000) | Direct |
| 2023-07-07 | Stock Option (right to buy) | $2.14 | M | 65467 | Disposed | 2032-05-19 | Common Stock (65467) | Direct |
| 2023-07-07 | Stock Option (right to buy) | $5.95 | M | 1666 | Disposed | 2033-05-25 | Common Stock (1666) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 492069 | Indirect |
Footnotes
F1: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.
F2: All of the shares subject to the option are fully vested and exercisable as of the date hereof.
F3: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting.
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