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PULSE BIOSCIENCES, INC. — Director's Dealing 2023
Jul 15, 2023
32093_dirs_2023-07-14_c05e4846-97e4-4908-88cf-8960bf791196.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-07-12
Reporting Person: Levinson Mitchell E. (Chief Strategy Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-12 | Stock Option (right to buy) | $7.08 | A | 100000 | Acquired | 2033-07-12 | Common Stock (100000) | Direct |
Footnotes
F1: The option was granted on July 12, 2023 under the Issuer's 2017 Equity Incentive Plan. The shares subject to the option are subject to four tranches of performance-based vesting criteria tied to Issuer's market capitalization, with no vesting until the Issuer's market capitalization exceeds $1 billion, in all cases, subject to the Reporting Person's continued service through each vesting milestone.
F2: Not applicable.
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