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PULSE BIOSCIENCES, INC. — Director's Dealing 2023
Aug 29, 2023
32093_dirs_2023-08-28_76b1a276-4220-4651-889c-94d7efc2a62a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-08-25
Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-25 | Common Stock | M | 1667 | $5.95 | Acquired | 36233291 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-25 | Stock Option (right to buy) | $5.95 | M | 1667 | Disposed | 2033-05-25 | Common Stock (1667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 492069 | Indirect |
Footnotes
F1: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.
F2: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting.
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