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PULSE BIOSCIENCES, INC. Director's Dealing 2023

Nov 10, 2023

32093_dirs_2023-11-09_835849c8-7f84-4d01-b704-e933bdb73c6b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-11-07

Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-07 Common Stock M 3333 $5.95 Acquired 36236624 Direct
2023-11-07 Common Stock M 9932 $5.95 Acquired 36246556 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-07 Stock Option (right to buy) $5.95 M 3333 Disposed 2033-05-25 Common Stock (3333) Direct
2023-11-07 Stock Option (right to buy) $5.95 M 9932 Disposed 2033-05-25 Common Stock (9932) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 492069 Indirect

Footnotes

F1: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.

F2: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting.

F3: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a quarterly basis following the Company's last Annual Stockholder Meeting.