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PULSE BIOSCIENCES, INC. Director's Dealing 2023

Nov 15, 2023

32093_dirs_2023-11-15_19ed21f8-3e92-45b8-b0dd-2877bbc5ace0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-11-13

Reporting Person: Zanganeh Mahkam (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-13 Common Stock M 20000 $2.14 Acquired 548836 Direct
2023-11-13 Common Stock M 56075 $2.14 Acquired 604911 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-13 Stock Option (right to buy) $2.14 M 20000 Disposed 2032-05-19 Common Stock (20000) Direct
2023-11-13 Stock Option (right to buy) $2.14 M 56075 Disposed 2032-05-19 Common Stock (56075) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27000 Indirect
Common Stock 14000 Indirect
Common Stock 107074 Indirect

Footnotes

F1: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a monthly basis following the Company's 2022 Annual Stockholder Meeting.

F2: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a quartetrly basis following the Company's 2022 Annual Stockholder Meeting.