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PULSE BIOSCIENCES, INC. — Director's Dealing 2023
Nov 15, 2023
32093_dirs_2023-11-15_19ed21f8-3e92-45b8-b0dd-2877bbc5ace0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-11-13
Reporting Person: Zanganeh Mahkam (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-13 | Common Stock | M | 20000 | $2.14 | Acquired | 548836 | Direct |
| 2023-11-13 | Common Stock | M | 56075 | $2.14 | Acquired | 604911 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-13 | Stock Option (right to buy) | $2.14 | M | 20000 | Disposed | 2032-05-19 | Common Stock (20000) | Direct |
| 2023-11-13 | Stock Option (right to buy) | $2.14 | M | 56075 | Disposed | 2032-05-19 | Common Stock (56075) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27000 | Indirect |
| Common Stock | 14000 | Indirect |
| Common Stock | 107074 | Indirect |
Footnotes
F1: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a monthly basis following the Company's 2022 Annual Stockholder Meeting.
F2: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a quartetrly basis following the Company's 2022 Annual Stockholder Meeting.
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