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PULSE BIOSCIENCES, INC. — Director's Dealing 2023
Dec 7, 2023
32093_dirs_2023-12-06_17cda7cb-fd2b-48ad-87bc-7fdec035d65d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-12-04
Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-04 | Common Stock | M | 20000 | $10.66 | Acquired | 36571461 | Direct |
| 2023-12-04 | Common Stock | M | 20347 | $10.66 | Acquired | 36591808 | Direct |
| 2023-12-04 | Common Stock | P | 27000 | $10.38 | Acquired | 285544 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-04 | Stock Option (right to buy) | $10.66 | M | 20000 | Disposed | 2030-05-18 | Common Stock (20000) | Direct |
| 2023-12-04 | Stock Option (right to buy) | $10.66 | M | 20347 | Disposed | 2030-05-18 | Common Stock (20347) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 492069 | Indirect |
Footnotes
F1: Volume-weighted average price.
F2: Shares are held by Blazon Corporation, of which the Reporting Person is the majority shareholder.
F3: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.
F4: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a monthly basis following the Company's 2020 Annual Stockholder Meeting.
F5: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vested on a quarterly basis following the Company's 2020 Annual Stockholder Meeting.