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PULSE BIOSCIENCES, INC. Director's Dealing 2023

Dec 9, 2023

32093_dirs_2023-12-08_c5f5c504-47fc-424e-8109-39101d40e89c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2023-12-06

Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-06 Common Stock M 9933 $5.95 Acquired 36601741 Direct
2023-12-06 Common Stock P 82813 $9.06 Acquired 36684554 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-06 Stock Option (right to buy) $5.95 M 9933 Disposed 2033-05-25 Common Stock (9933) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 351565 Indirect
Common Stock 492069 Indirect

Footnotes

F1: Volume-weighted average price.

F2: Shares are held by Blazon Corporation, of which the Reporting Person is the majority shareholder.

F3: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.

F4: Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a quarterly basis following the Company's 2023 Annual Stockholder Meeting.