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PULSE BIOSCIENCES, INC. Director's Dealing 2022

Jun 11, 2022

32093_dirs_2022-06-10_7f82d9d1-3f26-4d5e-8559-263d4a937c1e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2022-06-09

Reporting Person: Levinson Mitchell E. (Director, Chief Strategy Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-06-09 Common Stock X 10935 Acquired 37504 Direct
2022-06-09 Common Stock X 814 Acquired 4135 Indirect
2022-06-09 Common Stock X 143 Acquired 734 Indirect
2022-06-09 Common Stock X 143 Acquired 734 Indirect
2022-06-09 Common Stock X 143 Acquired 734 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-09 Warrant (right to buy) $2.05 P 10935 Acquired 2027-06-09 Common Stock (10935) Direct
2022-06-09 Warrant (right to buy) $2.05 P 814 Acquired 2027-06-09 Common Stock (814) Indirect
2022-06-09 Warrant (right to buy) $2.05 P 143 Acquired 2027-06-09 Common Stock (143) Indirect
2022-06-09 Warrant (right to buy) $2.05 P 143 Acquired 2027-06-09 Common Stock (143) Indirect
2022-06-09 Warrant (right to buy) $2.05 P 143 Acquired 2027-06-09 Common Stock (143) Indirect

Footnotes

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.