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PULSE BIOSCIENCES, INC. — Director's Dealing 2022
Jun 11, 2022
32093_dirs_2022-06-10_8c6e6a72-7f79-4b50-ba50-778f2386f140.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2022-06-09
Reporting Person: Zanganeh Maky (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-09 | Common Stock | X | 86668 | — | Acquired | 442168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-09 | Warrant (right to buy) | $2.05 | P | 86668 | Acquired | 2027-06-09 | Common Stock (86668) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27000 | Indirect |
| Common Stock | 14000 | Indirect |
| Common Stock | 107074 | Indirect |
Footnotes
F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and the Prospectus Supplement and certain Current Reports on Form 8-K filed by the Issuer with the SEC.
F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $2.05 per unit, with each unit consisting of one share of common stock and a warrant to purchase one share of common stock at an exercise price of $2.05.