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PULSE BIOSCIENCES, INC. — Director's Dealing 2021
Jan 28, 2021
32093_dirs_2021-01-27_e5772362-76b7-462e-aaeb-001800453d07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2021-01-20
Reporting Person: Levinson Mitchell E. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-20 | Common Stock | X | 107 | $7.01 | Acquired | 3321 | Indirect |
| 2021-01-20 | Common Stock | X | 19 | $7.01 | Acquired | 591 | Indirect |
| 2021-01-20 | Common Stock | X | 19 | $7.01 | Acquired | 591 | Indirect |
| 2021-01-20 | Common Stock | X | 19 | $7.01 | Acquired | 591 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-20 | Warrant (right to buy) | $7.01 | X | 107 | Disposed | 2025-06-15 | Common Stock (107) | Indirect |
| 2021-01-20 | Warrant (right to buy) | $7.01 | X | 19 | Disposed | 2025-06-15 | Common Stock (19) | Indirect |
| 2021-01-20 | Warrant (right to buy) | $7.01 | X | 19 | Disposed | 2025-06-15 | Common Stock (19) | Indirect |
| 2021-01-20 | Warrant (right to buy) | $7.01 | X | 19 | Disposed | 2025-06-15 | Common Stock (19) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26569 | Direct |
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