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PULSE BIOSCIENCES, INC. Director's Dealing 2021

Jan 28, 2021

32093_dirs_2021-01-27_e5772362-76b7-462e-aaeb-001800453d07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2021-01-20

Reporting Person: Levinson Mitchell E. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-20 Common Stock X 107 $7.01 Acquired 3321 Indirect
2021-01-20 Common Stock X 19 $7.01 Acquired 591 Indirect
2021-01-20 Common Stock X 19 $7.01 Acquired 591 Indirect
2021-01-20 Common Stock X 19 $7.01 Acquired 591 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-20 Warrant (right to buy) $7.01 X 107 Disposed 2025-06-15 Common Stock (107) Indirect
2021-01-20 Warrant (right to buy) $7.01 X 19 Disposed 2025-06-15 Common Stock (19) Indirect
2021-01-20 Warrant (right to buy) $7.01 X 19 Disposed 2025-06-15 Common Stock (19) Indirect
2021-01-20 Warrant (right to buy) $7.01 X 19 Disposed 2025-06-15 Common Stock (19) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 26569 Direct