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PULSE BIOSCIENCES, INC. — Director's Dealing 2021
Mar 24, 2021
32093_dirs_2021-03-24_10dfb598-3a42-427f-975d-7a01630984ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2020-12-09
Reporting Person: GARDINER SANDRA A. (CFO & EVP Admin. and Finance)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-09 | Stock Option (right to buy) | $13.94 | A | 25961 | Acquired | 2029-11-18 | Common Stock (25961) | Direct |
| 2021-02-23 | Stock Option (right to buy) | $10.66 | A | 8750 | Acquired | 2030-05-18 | Common Stock (8750) | Direct |
| 2021-03-22 | Stock Option (right to buy) | $24.03 | A | 18000 | Acquired | 2031-03-22 | Common Stock (18000) | Direct |
Footnotes
F1: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to performance-based stock options granted to the Reporting Person on November 18, 2019.
F2: Represents the acquisition of vested options upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met in 2020 with respect to performance-based stock options granted to the Reporting Person on May 18, 2020.
F3: The shares subject to the option will vest in equal annual installments over the following four years on the anniversary of March 1, 2021, subject to the Reporting Person's continued service through each vesting date.