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PULSE BIOSCIENCES, INC. Director's Dealing 2020

Jun 17, 2020

32093_dirs_2020-06-17_51acc742-6b6e-4931-ae76-61680bb04bcf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2020-06-15

Reporting Person: UECKER DARRIN (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-15 Common Stock X 8563 $7.01 Acquired 126609 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-15 Warrant (right to buy) $7.01 P 1284 Acquired 2025-06-15 Common Stock (1284) Direct

Footnotes

F1: The Reporting Person acquired the shares and warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering, as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.