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PULSE BIOSCIENCES, INC. Director's Dealing 2020

Jun 17, 2020

32093_dirs_2020-06-17_aa7d4384-c912-4127-a773-bd7b96e17abe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2020-06-15

Reporting Person: Zanganeh Maky (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-15 Common Stock X 20000 $7.01 Acquired 352500 Direct
2020-06-15 Common Stock X 2050 $7.01 Acquired 97624 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-15 Warrant (right to buy) $7.01 P 3000 Acquired 2025-06-15 Common Stock (3000) Direct
2020-06-15 Warrant (right to buy) $7.01 P 307 Acquired 2025-06-15 Common Stock (307) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27000 Indirect
Common Stock 14000 Indirect

Footnotes

F1: The Reporting Person acquired the shares and warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering, as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.