PULSE BIOSCIENCES, INC. — Director's Dealing 2020

Dec 31, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2020-12-29

Reporting Person: DUGGAN ROBERT W (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-29	Common Stock	X	376065	$7.01	Acquired	11659781	Direct
2020-12-29	Common Stock	X	8214	$7.01	Acquired	330019	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-29	Warrant (right to buy)	$7.01	X	376065	Disposed	2025-06-15	Common Stock (376065)	Direct
2020-12-29	Warrant (right to buy)	$7.01	X	8214	Disposed	2025-06-15	Common Stock (8214)	Indirect

Footnotes

F1: Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.