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PULSE BIOSCIENCES, INC. — Director's Dealing 2019
Nov 19, 2019
32093_dirs_2019-11-19_2769357a-3edd-4616-9e4a-26a1ce1e89b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2019-11-18
Reporting Person: GARDINER SANDRA A. (CFO & EVP Admin. and Finance)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-18 | Stock Option (right to buy) | $13.94 | A | 103842 | Acquired | 2029-11-18 | Common Stock (103842) | Direct |
| 2019-11-18 | Stock Option (right to buy) | $13.94 | A | 103842 | Acquired | 2029-11-18 | Common Stock (103842) | Direct |
Footnotes
F1: The shares subject to the option will vest in equal annual installments over the following four years on the anniversary of the grant date, subject to the Reporting Person's continued service through each vesting date.
F2: The shares subject to the option shall vest based upon the achievement of performance objectives, with vesting targets set no less than one-fourth (1/4) vesting per year upon achievement of said objectives established by the Compensation Committee of the Issuer, subject to the Reporting Person's continued service through each vesting date. If performance objectives are not set by the Compensation Committee, the shares subject to the option will vest in equal annual installments over the following four years on the anniversary of the grant date, subject to the Reporting Person's continued service through each vesting date.