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PULSE BIOSCIENCES, INC. — Director's Dealing 2017
May 13, 2017
32093_dirs_2017-05-12_ea9868bf-101a-4156-aaa4-30a336bd15d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2017-05-12
Reporting Person: Thaure Thierry B. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-12 | Common Stock | M | 10000 | $2.67 | Acquired | 10000 | Direct |
| 2017-05-12 | Common Stock | S | 5000 | $23.90 | Disposed | 5000 | Direct |
| 2017-05-12 | Common Stock | S | 5000 | $24.90 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-12 | Stock Option (right to buy) | $2.67 | M | 10000 | Disposed | 2020-06-01 | Common Stock (10000) | Direct |
Footnotes
F1: The shares subject to the option will vest in equal quarterly installments over a three year period commencing on June 1, 2015 and ending on March 1, 2018, subject to the Reporting Person's continued service through each vesting date.
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