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PULSE BIOSCIENCES, INC. — Director's Dealing 2017
Aug 4, 2017
32093_dirs_2017-08-03_e6abed21-e781-481d-8fe8-8f8d0ef0a2a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Biosciences, Inc. (PLSE)
CIK: 0001625101
Period of Report: 2017-08-01
Reporting Person: DUGGAN ROBERT W (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | Common Stock | P | 42990 | $20.20 | Acquired | 3153234 | Direct |
| 2017-08-01 | Common Stock | P | 17010 | $20.945 | Acquired | 3170244 | Direct |
| 2017-08-01 | Common Stock | P | 8000 | $22.748 | Acquired | 3178244 | Direct |
| 2017-08-01 | Common Stock | P | 80618 | $23.476 | Acquired | 3258862 | Direct |
| 2017-08-01 | Common Stock | P | 6868 | $24.018 | Acquired | 3265730 | Direct |
| 2017-08-02 | Common Stock | P | 14710 | $24.372 | Acquired | 3280440 | Direct |
| 2017-08-02 | Common Stock | P | 38290 | $25.121 | Acquired | 3318730 | Direct |
| 2017-08-03 | Common Stock | P | 68964 | $23.704 | Acquired | 3387694 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35000 | Indirect |
Footnotes
F1: This is the weighted average purchase price of the shares, which ranged from $19.64 to $20.626 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F2: This is the weighted average purchase price of the shares, which ranged from $20.646 to $21.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F3: This is the weighted average purchase price of the shares, which ranged from $21.94 to $22.939 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F4: This is the weighted average purchase price of the shares, which ranged from $22.998 to $23.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F5: This is the weighted average purchase price of the shares, which ranged from $24.00 to $24.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F6: This is the weighted average purchase price of the shares, which ranged from $23.885 to $24.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F7: This is the weighted average purchase price of the shares, which ranged from $24.89 to $25.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F8: This is the weighted average purchase price of the shares, which ranged from $23.121 to $23.916 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
F9: Shares are held by Genius Incorporated, of which the Reporting Person is the sole member and beneficiary.