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Pulmonx Corp — Director's Dealing 2025
Mar 6, 2025
34428_dirs_2025-03-05_83fd4eea-e0cb-4f88-9926-c0e5d8d1ee3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulmonx Corp (LUNG)
CIK: 0001127537
Period of Report: 2025-03-03
Reporting Person: Williamson Steven S. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-03 | Common Stock | S | 27689 | $7.14 | Disposed | 194342 | Direct |
| 2025-03-03 | Common Stock | A | 181696 | — | Acquired | 376038 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-03 | Employee Stock Option (right to buy) | $8.29 | A | 128395 | Acquired | 2035-03-02 | Common Stock (128395) | Direct |
Footnotes
F1: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on March 15, 2024.
F2: Includes 2,500 shares acquired by the reporting person under the Issuer's 2020 Employee Stock Purchase Plan on February 21, 2025.
F3: Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 3, 2025.
F4: The shares subject to the option vest in 48 equal monthly installments from the grant date on March 3, 2025.