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Pulmonx Corp — Director's Dealing 2022
Mar 4, 2022
34428_dirs_2022-03-03_21377c28-5048-4039-9080-d539c94e5941.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulmonx Corp (LUNG)
CIK: 0001127537
Period of Report: 2022-03-01
Reporting Person: Lehman David Aaron (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Common Stock | S | 458 | $25.91 | Disposed | 16376 | Direct |
| 2022-03-01 | Common Stock | A | 31000 | $0.00 | Acquired | 47376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-01 | Employee Stock Option (right to buy) | $26.56 | A | 68700 | Acquired | 2032-02-29 | Common Stock (68700) | Direct |
Footnotes
F1: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.
F2: Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2022.
F3: The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2022.
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