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Pulmatrix, Inc. Director's Dealing 2023

Jan 30, 2023

35037_dirs_2023-01-30_9f7cf8f1-1410-4e30-af3f-bf19f565232d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2023-01-26

Reporting Person: Batycky Richard P. (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-26 Stock Option (Right to Buy) $3.99 A 1700 Acquired 2033-01-26 Common Stock (1700) Direct

Footnotes

F1: The shares underlying this stock option will vest and become exercisable in forty-eight (48) equal monthly installments with the first tranche vesting on January 26, 2023, provided that the reporting person is providing services to the Issuer on the applicable vesting date and subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.