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Pulmatrix, Inc. Director's Dealing 2022

Jan 31, 2022

35037_dirs_2022-01-31_4434dd94-d82b-4aa4-8f66-e31d3551ad5e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2022-01-27

Reporting Person: Higgins Michael J (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-27 Stock Option (Right to Buy) $0.3701 A 36833 Acquired 2032-01-27 Common Stock (36833) Direct

Footnotes

F1: The shares underlying this stock option will vest and become exercisable in forty-eight (48) equal monthly installments with the first tranche vesting on January 27, 2022, provided that the reporting person is providing services to the Issuer on the applicable vesting date and subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.