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Pulmatrix, Inc. — Director's Dealing 2020
Apr 23, 2020
35037_dirs_2020-04-23_ae9524d4-410d-4eea-bb46-7a4f1ab9d147.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2016-02-03
Reporting Person: Higgins Michael J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-03 | Stock Option (Right to Buy) | $2.80 | A | 8800 | Acquired | 2026-02-03 | Common Stock (8800) | Direct |
Footnotes
F1: The reporting person's original Form 4 erroneously listed the transaction date as February 3, 2026. The share amounts, the share price, and the amount of securities beneficially owned reported above do not give effect to a 1-for-10 reverse stock split that occurred on February 5, 2019.
F2: The option vests as to 25% on February 3, 2017 and the remaining 75% vests in thirty-six (36) equal monthly installments with 2.083% vesting on the last day of each of the next thirty-six (36) months that follow February 3, 2017, subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.