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Pulmatrix, Inc. Director's Dealing 2019

May 20, 2019

35037_dirs_2019-05-20_0835a844-9a25-4ab3-bc70-a815b93c4ae3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pulmatrix, Inc. (PULM)
CIK: 0001574235
Period of Report: 2019-05-16

Reporting Person: Higgins Michael J (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-16 Stock Option (Right to Buy) $1.06 A 15000 Acquired 2029-05-16 Common Stock (15000) Direct

Footnotes

F1: The option vests in forty-eight (48) equal monthly installments on the 16th day of each month, with the first tranche vesting on June 16, 2019, provided that the reporting person is providing services to the Issuer on the applicable vesting date and subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.