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PubMatic, Inc. Director's Dealing 2024

Feb 28, 2024

33071_dirs_2024-02-28_515f86db-fc31-4bd1-b8a1-1093ea4d894d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2024-02-27

Reporting Person: Klimenko Paulina (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-27 Class A Common Stock C 24275 Acquired 24275 Direct
2024-02-27 Class A Common Stock S 3243 $19.4185 Disposed 21032 Direct
2024-02-27 Class A Common Stock S 21032 $20.40 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-27 Stock Option (Right to buy Class B Common Stock) $2.16 M 24275 Disposed 2030-07-28 Class B Common Stock (24275) Direct
2024-02-27 Class B Common Stock $ M 24275 Acquired Class A Common Stock (24275) Direct
2024-02-27 Class B Common Stock $ C 24275 Disposed Class A Common Stock (24275) Direct

Footnotes

F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.

F3: Represents the weighted average sale price. The lowest price at which shares were sold was $19.19 and the highest price at which shares were sold was $19.75. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

F4: The options are fully vested.