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PubMatic, Inc. — Director's Dealing 2024
Jan 31, 2024
33071_dirs_2024-01-31_fa0a5c85-a132-4d2a-ab10-f5f397bd7ecf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2024-01-26
Reporting Person: Goel Rajeev K. (Director, Chief Executive Officer, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-26 | Restricted Stock Units | $ | A | 230567 | Acquired | Class A Common Stock (230567) | Direct | |
| 2024-01-26 | Stock Option (Right to buy Class A Common Stock) | $15.38 | A | 691700 | Acquired | 2034-01-25 | Class A Common Stock (691700) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F2: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F4: The option vests as to 1/48 of the total shares on February 1, 2024, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.