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PubMatic, Inc. — Director's Dealing 2024
Oct 7, 2024
33071_dirs_2024-10-07_f27ceddb-552f-4b46-a150-061cd4882f96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2024-10-04
Reporting Person: Pantelick Steven (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-04 | Stock Option (Right to buy Class B Common Stock) | $2.97 | M | 9462 | Disposed | 2029-05-20 | Class B Common Stock (9462) | Direct |
| 2024-10-04 | Class B Common Stock | $ | M | 9462 | Acquired | Class A Common Stock (9462) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (73464) | 73464 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (41536) | 41536 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (115000) | 115000 | Indirect |
Footnotes
F1: The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3: The Reporting Person and his children are beneficiaries of PSLT DE LLC.
F4: The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC.