PubMatic, Inc. — Director's Dealing 2024

Jun 4, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2024-05-31

Reporting Person: Goel Amar K. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-05-31	Class A Common Stock	C	2150	—	Acquired	2150	Indirect
2024-06-04	Class A Common Stock	G	2150	—	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-05-31	Class B Common Stock	$	C	2150	Disposed		Class A Common Stock (2150)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	2640	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (755584)	755584	Indirect
Class B Common Stock	$		Class A Common Stock (755314)	755314	Indirect
Class B Common Stock	$		Class A Common Stock (524162)	524162	Indirect
Class B Common Stock	$		Class A Common Stock (524247)	524247	Indirect
Class B Common Stock	$		Class A Common Stock (443414)	443414	Indirect

Footnotes

F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

F3: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

F4: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F6: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7: These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.