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PubMatic, Inc. — Director's Dealing 2024
Nov 15, 2024
33071_dirs_2024-11-15_c5fdba7b-153b-48f7-b681-82bd70931959.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2024-11-13
Reporting Person: Kumar Mukul (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-13 | Class A Common Stock | C | 21000 | — | Acquired | 65888 | Direct |
| 2024-11-13 | Class A Common Stock | S | 16859 | $16.7179 | Disposed | 49029 | Direct |
| 2024-11-13 | Class A Common Stock | S | 4141 | $17.74 | Disposed | 44888 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-13 | Class B Common Stock | $ | C | 21000 | Disposed | Class A Common Stock (21000) | Direct |
Footnotes
F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.
F3: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $16.50 to $17.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.