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PubMatic, Inc. — Director's Dealing 2023
Feb 24, 2023
33071_dirs_2023-02-24_1d1d5e17-d509-4cbf-a964-691274698f21.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2023-02-17
Reporting Person: Woods Andrew (General Counsel & Secretary)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Class A Common Stock (64624) | Direct | ||
| Stock Option (Right to buy Class A Common Stock | $18.63 | 2032-09-05 | Class A Common Stock (33137) | Direct | |
| Restricted Stock Units | $0.00 | Class A Common Stock (20014) | Direct | ||
| Stock Option (Right to buy Class A Common Stock) | $15.33 | 2033-01-30 | Class A Common Stock (20042) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F2: The RSUs vest as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F4: The option vests as to 1/4 of the total shares on August 22, 2023, and 1/48 of the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5: The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F6: The option vests as to 1/48 of the total shares on February 1, 2023, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.