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PubMatic, Inc. — Director's Dealing 2023
Jun 6, 2023
33071_dirs_2023-06-06_deaff83b-265c-4597-8b31-82c09c9b393b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2023-06-02
Reporting Person: Pantelick Steven (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-02 | Class A Common Stock | C | 15000 | $0.00 | Acquired | 27595 | Direct |
| 2023-06-02 | Class A Common Stock | S | 15000 | $18.1773 | Disposed | 12595 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-02 | Class B Common Stock | $0.00 | C | 15000 | Disposed | Class A Common Stock (15000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (115000) | 115000 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The lowest price at which shares were sold was $18.11 and the highest price at which shares were sold was $18.30. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.
F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.