PubMatic, Inc. — Director's Dealing 2023

Jul 19, 2023

SEC Form 4/A — Form 4/A

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2023-06-02

Reporting Person: Kumar Mukul (President, Engineering)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-02	Class A Common Stock	C	6294	$0.00	Acquired	19670	Direct
2023-06-02	Class A Common Stock	S	6294	$18.1219	Disposed	13376	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-02	Class B Common Stock	$0.00	C	6294	Disposed		Class A Common Stock (6294)	Direct

Footnotes

F1: Includes 1,294 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.