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PubMatic, Inc. — Director's Dealing 2023
Jun 2, 2023
33071_dirs_2023-06-02_be891edd-2dce-470d-af78-2ec3ff5388a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2023-05-31
Reporting Person: BLACK CATHLEEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-31 | Restricted Stock Units | M | 9062 | $0.00 | Acquired | 13014 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-31 | Restricted Stock Units | $ | A | 9971 | Acquired | Class A Common Stock (9971) | Direct | |
| 2023-05-31 | Restricted Stock Units | $ | M | 9062 | Disposed | Class A Common Stock (9062) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2: The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2024, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer.
F3: RSUs do not expire; they either vest are are cancelled prior to vesting date.
F4: The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer.