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PubMatic, Inc. — Director's Dealing 2023
Aug 2, 2023
33071_dirs_2023-08-02_5dfa1b5d-7419-40b5-a603-a66085d13644.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2023-07-31
Reporting Person: Kumar Mukul (President, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-31 | Class A Common Stock | C | 2706 | $0.00 | Acquired | 20228 | Direct |
| 2023-07-31 | Class A Common Stock | S | 4000 | $20.00 | Disposed | 16228 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-31 | Class B Common Stock | $0.00 | C | 2706 | Disposed | Class A Common Stock (2706) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2023.
F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
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