AI assistant
PubMatic, Inc. — Director's Dealing 2022
Oct 19, 2022
33071_dirs_2022-10-19_2c3c1e3d-2a90-4680-bc2b-2810172c9281.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2022-05-12
Reporting Person: Goel Amar K. (Director, Chairman, Chief Growth Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-12 | Class A Common Stock | C | 6000 | $0.00 | Acquired | 6000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-12 | Class B Common Stock | $ | C | 6000 | Disposed | Class A Common Stock (6000) | Indirect |
Footnotes
F1: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.