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PubMatic, Inc. Director's Dealing 2022

Oct 19, 2022

33071_dirs_2022-10-19_2c3c1e3d-2a90-4680-bc2b-2810172c9281.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2022-05-12

Reporting Person: Goel Amar K. (Director, Chairman, Chief Growth Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-12 Class A Common Stock C 6000 $0.00 Acquired 6000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-05-12 Class B Common Stock $ C 6000 Disposed Class A Common Stock (6000) Indirect

Footnotes

F1: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.