PubMatic, Inc. — Director's Dealing 2022

Mar 22, 2022

SEC Form 4/A — Form 4/A

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-03-19

Reporting Person: CNH Capital Co Ltd (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-19	Class A Common Stock	P	10000	$48.06	Acquired	10000	Indirect
2021-03-22	Class A Common Stock	P	5000	$52.18	Acquired	15000	Indirect
2021-03-23	Class A Common Stock	P	2000	$47.32	Acquired	632000	Indirect
2021-03-25	Class A Common Stock	P	5000	$46.26	Acquired	637000	Indirect
2021-03-29	Class A Common Stock	P	20000	$46.00	Acquired	657000	Indirect
2021-04-06	Class A Common Stock	P	23000	$55.04	Acquired	680000	Indirect
2021-04-12	Class A Common Stock	P	10000	$54.01	Acquired	690000	Indirect
2021-04-13	Class A Common Stock	P	1850	$55.25	Acquired	691850	Indirect
2021-04-20	Class A Common Stock	P	18150	$47.51	Acquired	710000	Indirect
2021-04-21	Class A Common Stock	P	29400	$48.15	Acquired	84450	Indirect
2021-04-21	Class A Common Stock	P	600	$48.85	Acquired	85050	Indirect
2021-04-21	Class A Common Stock	P	7860	$46.62	Acquired	717860	Indirect
2021-04-22	Class A Common Stock	P	10000	$46.69	Acquired	95050	Indirect
2021-05-04	Class A Common Stock	P	2140	$49.82	Acquired	720000	Indirect
2021-05-05	Class A Common Stock	P	5000	$44.60	Acquired	725000	Indirect
2021-05-06	Class A Common Stock	P	7000	$43.01	Acquired	102050	Indirect
2021-05-06	Class A Common Stock	P	3000	$44.50	Acquired	105050	Indirect
2021-05-11	Class A Common Stock	P	2000	$36.25	Acquired	107050	Indirect
2021-05-11	Class A Common Stock	P	3000	$37.58	Acquired	110050	Indirect
2021-05-12	Class A Common Stock	P	1000	$36.00	Acquired	26000	Indirect
2021-05-12	Class A Common Stock	P	12141	$37.56	Acquired	38141	Indirect
2021-05-18	Class A Common Stock	P	1958	$32.24	Acquired	112008	Indirect
2021-05-18	Class A Common Stock	P	5042	$33.97	Acquired	117050	Indirect
2021-05-18	Class A Common Stock	P	3000	$34.49	Acquired	120050	Indirect
2021-05-19	Class A Common Stock	P	5000	$31.91	Acquired	125050	Indirect
2021-05-20	Class A Common Stock	P	3000	$33.53	Acquired	128050	Indirect
2021-05-20	Class A Common Stock	P	2000	$35.00	Acquired	130050	Indirect
2021-05-20	Class A Common Stock	P	10000	$34.29	Acquired	735000	Indirect
2021-05-21	Class A Common Stock	P	2000	$34.68	Acquired	132050	Indirect
2021-05-21	Class A Common Stock	P	3000	$34.60	Acquired	738000	Indirect

Footnotes

F1: Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F2: Directly held by CNH Capital.

F3: Directly held by CNH Hospitality.

F4: Directly held by Duk Ho Cho.

F5: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F6: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.90 to $52.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F7: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F8: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.81 to $48.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F9: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.30 to $46.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F10: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.70 to $43.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F11: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F12: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.50 to $37.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F13: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.30 to $37.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F14: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.20 to $32.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F15: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.40 to $34.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F16: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.45 to $34.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F17: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.50 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F18: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.80 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F19: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.50 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.