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PubMatic, Inc. — Director's Dealing 2022
Feb 4, 2022
33071_dirs_2022-02-04_dc4633e8-5459-4ba0-a813-e277c11d24c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2022-02-02
Reporting Person: Goel Rajeev K. (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-02 | Class A Common Stock | C | 15000 | — | Acquired | 15000 | Indirect |
| 2022-02-02 | Class A Common Stock | S | 13400 | $26.44 | Disposed | 1600 | Indirect |
| 2022-02-02 | Class A Common Stock | S | 1600 | $27.13 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-02 | Class B Common Stock | $ | C | 15000 | Disposed | Class A Common Stock (15000.0) | Indirect |
Footnotes
F1: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.93 to $26.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.96 to $27.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
F5: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.