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PubMatic, Inc. — Director's Dealing 2022
Oct 4, 2022
33071_dirs_2022-10-04_65945989-60fe-4627-9779-cc7730d7e43d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2022-09-30
Reporting Person: Hirsch Jeffrey K. (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-30 | Class A Common Stock | M | 1306 | $0.00 | Acquired | 8968 | Direct |
| 2022-10-01 | Class A Common Stock | M | 2902 | $0.00 | Acquired | 11870 | Direct |
| 2022-10-04 | Class A Common Stock | S | 2093 | $18.6217 | Disposed | 9777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-30 | Restricted Stock Unit | $0.00 | M | 1306 | Disposed | Class A Common Stock (1306) | Direct | |
| 2022-10-01 | Restricted Stock Unit | $0.00 | M | 2902 | Disposed | Class A Common Stock (2902) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.44 to $18.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F4: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5: RSUs do not expire; they either vest or are canceled prior to the vesting date.
F6: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.