PubMatic, Inc. — Director's Dealing 2022

Mar 22, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-03-04

Reporting Person: CNH Capital Co Ltd (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	630000	Indirect
Class A Common Stock	30000	Indirect
Class A Common Stock	55050	Indirect
Class A Common Stock	25000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Contract For Difference	$		Class A Common Stock (40500)		Indirect
Contract For Difference	$		Class A Common Stock (13000)		Indirect

Footnotes

F1: Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F2: Directly held by CNH.

F3: Directly held by CNH Capital.

F4: Directly held by CNH Hospitality.

F5: Directly held by Duk Ho Cho

F6: A Contract For Differences ("CFD") is a financial contract that pays the difference in the settlement price between the open and closing trades.
CFDs have no maturity and can be closed at the option of the Reporting Person.