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PubMatic, Inc. Director's Dealing 2022

Nov 15, 2022

33071_dirs_2022-11-15_a4619bb2-3f0a-4887-8b64-126fd274cd97.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2022-11-11

Reporting Person: Pantelick Steven (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-11 Class A Common Stock C 60000 $0.00 Acquired 83801 Direct
2022-11-11 Class A Common Stock S 60000 $16.128 Disposed 23801 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-11-11 Class B Common Stock $0.00 C 60000 Disposed Class A Common StockStock (60000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $0.00 Class A Common Stock (115000) 115000 Indirect

Footnotes

F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2: Represents the weighted average sale price. The lowest price at which shares were sold was $15.87 and the highest price at which shares were sold was $16.34. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.