PubMatic, Inc. — Director's Dealing 2021

Nov 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-11-12

Reporting Person: NEXUS INDIA CAPITAL I L P (10% Owner)
Reporting Person: Nexus India Management I, LP (10% Owner)
Reporting Person: Nexus India Master Management I, Ltd (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-12	Class A Common Stock	C	1517326	—	Acquired	1517326	Direct
2021-11-12	Class A Common Stock	J	1517326	—	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-12	Class B Common Stock	$	C	1517326	Disposed		Class A Common Stock (1517326)	Direct
2021-11-12	Class B Common Stock	$	J	482674	Disposed		Class A Common Stock (482674)	Direct

Footnotes

F1: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.

F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3: Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.