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PubMatic, Inc. Director's Dealing 2021

Dec 27, 2021

33071_dirs_2021-12-27_4408fd48-7a22-40fe-b0c2-bc58857a6c4d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-12-23

Reporting Person: van der Zweep Michael (Controller)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-23 Stock Option (Right to buy Class B Common Stock) $2.97 M 3646 Disposed 2029-09-26 Class B Common Stock (3646.0) Direct
2021-12-23 Stock Option (Right to buy Class B Common Stock) $5.29 M 10416 Disposed 2030-10-09 Class B Common Stock (10416.0) Direct
2021-12-23 Class B Common Stock $ M 14062 Acquired Class A Common Stock (14062.0) Direct

Footnotes

F1: The option vested as to 1/48 of the total shares on October 1, 2019, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.

F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F3: The option vested as to 1/48 of the total shares on November 1, 2020, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.

F4: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.