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PubMatic, Inc. — Director's Dealing 2021
Dec 27, 2021
33071_dirs_2021-12-27_4408fd48-7a22-40fe-b0c2-bc58857a6c4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-12-23
Reporting Person: van der Zweep Michael (Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-23 | Stock Option (Right to buy Class B Common Stock) | $2.97 | M | 3646 | Disposed | 2029-09-26 | Class B Common Stock (3646.0) | Direct |
| 2021-12-23 | Stock Option (Right to buy Class B Common Stock) | $5.29 | M | 10416 | Disposed | 2030-10-09 | Class B Common Stock (10416.0) | Direct |
| 2021-12-23 | Class B Common Stock | $ | M | 14062 | Acquired | Class A Common Stock (14062.0) | Direct |
Footnotes
F1: The option vested as to 1/48 of the total shares on October 1, 2019, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.
F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F3: The option vested as to 1/48 of the total shares on November 1, 2020, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.
F4: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.