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PubMatic, Inc. — Director's Dealing 2021
Feb 8, 2021
33071_dirs_2021-02-08_6cdc8911-f785-4c12-b4d6-693183bea5bf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2020-12-08
Reporting Person: van der Zweep Michael (Controller)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.0 | Class A Common Stock (54840.0) | Direct | ||
| Stock Option (Right to buy Class B Common Stock) | $2.15 | 2027-05-01 | Class B Common Stock (10000.0) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $2.97 | 2029-09-26 | Class B Common Stock (17500.0) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $5.29 | 2030-10-09 | Class B Common Stock (50000.0) | Direct |
Footnotes
F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2: The option vests as to 1/48 of the total shares on March 1, 2017, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3: The option vests as to 1/48 of the total shares on October 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.
F4: The option vests as to 1/48 of the total shares on November 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.