PubMatic, Inc. — Director's Dealing 2021

Jun 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-06-01

Reporting Person: Gupta Ashish (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-01	Class A Common Stock	M	1976	—	Acquired	1976	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-01	Restricted Stock Unit	$	M	1976	Disposed		Class A Common Stock (1976.0)	Direct

Footnotes

F1: Represents the conversion upon vesting of restricted stock units ("RSUs") into shares of the Issuer's Class A common stock. On February 18, 2021, the Reporting Person was granted 1,976 RSUs, of which all of the shares subject to the RSUs vested on June 1, 2021. Such RSUs were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on February 22, 2021.

F2: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F3: The RSU award was granted on February 18, 2021 and vested in full on June 1, 2021.

F4: RSUs do not expire; they either vest or are cancelled prior to the vesting date.