PubMatic, Inc. — Director's Dealing 2021

Feb 16, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2020-12-08

Reporting Person: DRAPER FISHER JURVETSON PARTNERS VIII LLC (10% Owner)
Reporting Person: Draper Associates Riskmasters Fund II, LLC (10% Owner)
Reporting Person: Draper Associates Riskmasters Fund III, LLC (10% Owner)
Reporting Person: DRAPER ASSOCIATES L P (10% Owner)
Reporting Person: Draper Fisher Jurvetson Fund VIII L P (10% Owner)
Reporting Person: Fisher John H N (10% Owner)
Reporting Person: DRAPER TIMOTHY C (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Class B Common Stock (112472.0)		Indirect
Series B Preferred Stock	$		Class B Common Stock (113390.0)		Indirect
Series C Preferred Stock	$		Class B Common Stock (95467.0)		Indirect
Series A Preferred Stock	$		Class B Common Stock (1265306.0)		Indirect
Series B Preferred Stock	$		Class B Common Stock (1275640.0)		Indirect
Series C Preferred Stock	$		Class B Common Stock (1074005.0)		Indirect
Series D Prime Preferred Stock	$		Class B Common Stock (46664.0)		Indirect
Series D Preferred Stock	$		Class B Common Stock (55231.0)		Indirect
Series A Preferred Stock	$		Class B Common Stock (28118.0)		Indirect
Series B Preferred Stock	$		Class B Common Stock (28348.0)		Indirect
Series C Preferred Stock	$		Class B Common Stock (23867.0)		Indirect
Series D Prime Preferred Stock	$		Class B Common Stock (1037.0)		Indirect
Series D Preferred Stock	$		Class B Common Stock (1227.0)		Indirect
Series D Preferred Stock	$		Class B Common Stock (4909.0)		Indirect
Series D Prime Preferred Stock	$		Class B Common Stock (4148.0)		Indirect

Footnotes

F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock will automatically convert into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.

F2: After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The general partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.