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PubMatic, Inc. — Director's Dealing 2021
Dec 10, 2021
33071_dirs_2021-12-10_fc8cf486-df9e-4568-bb52-5d35344bcc8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-12-09
Reporting Person: Daimler Susan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-09 | Class A Common Stock | M | 8750 | — | Acquired | 15750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-09 | Restricted Stock Unit | $ | M | 8750 | Disposed | Class A Common Stock (8750.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On December 9, 2020, the Reporting Person was granted 8,750 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on December 11, 2020.
F2: The RSUs vested as to 100% of the total award on December 9, 2021.
F3: RSUs do not expire; they either vest or are canceled prior to the vesting date.
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