PubMatic, Inc. — Director's Dealing 2021

Dec 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2021-11-29

Reporting Person: Helion Venture Partners LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-29	Class A Common Stock	C	2611126	$0.00	Acquired	2611126	Direct
2021-11-29	Class A Common Stock	J	2611126	$0.00	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-29	Class B Common Stock	$	C	2611126	Disposed		Class A Common Stock (2611126)	Direct

Footnotes

F1: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F2: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Helion Venture Partners LLC to its members without additional consideration.

F3: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.