PubMatic, Inc. — Director's Dealing 2020

Dec 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2020-12-11

Reporting Person: Pantelick Steven (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-11	Class A Common Stock	C	130734	$0.00	Acquired	130734	Direct
2020-12-11	Class A Common Stock	S	130734	$20.00	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-11	Class B Common Stock	$0.00	M	21590	Acquired		Class A Common Stock (21590)	Direct
2020-12-11	Class B Common Stock	$0.00	M	109144	Acquired		Class A Common Stock (109144)	Direct
2020-12-11	Class B Common Stock	$0.00	C	130734	Disposed		Class A Common St (130734)	Direct
2020-12-11	Stock Option (Right to buy Class B Common Stock)	$1.11	M	21590	Disposed	2026-07-07	Class B Common Stock (21590)	Direct
2020-12-11	Stock Option (Right to buy Class B Common Stock)	$1.50	M	109144	Disposed	2021-12-12	Class B Common Stock (109144)	Direct

Footnotes

F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2: The options are fully vested.